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We and our affiliates in the Wien & Malkin family of firms seek to maintain the highest standards of confidentiality to safeguard the privacy of our customers. We are providing this Privacy Notice to all our customers who obtain investment or financial products and services from us, in accord with Title V of the Gramm-Leach-Bliley Act of 1999 and its implementing regulations.
Information About You.
The non-public personal information we may retain about you (your "Information") comes primarily from any subscription agreement, account application, questionnaire, or other document which you submit to us. We may also internally record information about your investments and experiences with us, our affiliates, and others relating to the products and services we provide.
Our Privacy Policies.
We do not disclose your Information to anyone, except as permitted by law. Thus, we may share your Information (a) with our affiliates, in order to bring you the full range of services and products available from the Wien and Malkin family of firms, and (b) with non-affiliated companies, in order to process your transactions with us or our affiliates or to perform accounting or other support services for your account. Additionally, we may disclose your Information if you give your specific consent or instruction to us, or if the disclosure is required by law or regulations. Our privacy policy applies to all prospective, current and former customers.
Our Internal Information Security.
We limit access to your Information to those of our staff and service providers who are involved in offering or administering the investments, products and services that we offer. We maintain physical, electronic, and procedural safeguards designed to comply with federal standards to protect your Information.
You are a valued customer, and maintaining your privacy is important to us. If you have any question, please call Ned Cohen at 212-850-2695.
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